Working Professionals
Success Story

Names and Ages: Mark (36), Ashley (39)
Occupations: Compliance Manager and Senior Designer

Meet Mark and Ashley, a pair of working professionals with a daughter. They came to us seeking financial guidance and help to secure their family’s future.


Balancing the excitement of purchasing their first home with the need to save strategically for their future goals Mark and Ashley felt a bit overwhelmed. Recognizing the importance of solidifying their financial foundation, they sought out the expertise of an experienced financial planner and found us.


We tailored a personalized financial plan for Mark and Ashley, focusing on three key areas: retirement planning, education funding, and estate planning. Our objective was to bring clarity to their aspirations and provide actionable steps to transform dreams into achievable goals.


Working closely with their us, they tackled their immediate concerns, including:

  • Simplified their retirement accounts for easier management
  • Created a strategic plan for purchasing their first home
  • Established a roadmap for wealth accumulation
  • Secured education funding for their daughter
  • Addressed essential estate planning needs; drafted a will, power of attorney, and medical directive

The outcome for Mark and Ashley was profound. They not only witnessed financial growth but also gained a clear trajectory for their financial journey. With newfound peace of mind, they now feel confident that they are on track to achieve all their financial goals.

Our case studies presented are based on actual clients, however, some of the information may have been changed or altered.  These studies are provided for educational purposes only.  Similar, or even positive results, cannot be guaranteed.  Each client has their own unique set of circumstances so products and strategies may not by suitable for all people.  Please consult with a qualified professional before implementing any strategy discussed herein.  No portion of these case studies is to be interpreted as a testimonial or endorsement of the firms' investment advisory services